SEC Filing | Goosehead Insurance, Inc.

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SEC FORM 4SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jones Serena

(Last)

(First)

(Middle)

C/O GOOSEHEAD INSURANCE, INC.

1500 SOLANA BLVD., BLDG 4, STE 4500

(Street)

WESTLAKE

76262

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Goosehead Insurance, Inc. [ GSHD ]
Foreign Trading Symbol

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
	Officer (give title below)	Other (specify below)
Member of 10% owner group

3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	08/13/2026		C		125	D	$0	367,697	D
Class A Common Stock	08/13/2026		C		125	A	$0	125	D
Class A Common Stock	08/13/2026		S		125	D	$67.5	0	D
Class B Common Stock	08/13/2026		C		125	D	$0	151,121	I	SLJ Dynasty Trust
Class A Common Stock	08/13/2026		C		125	A	$0	125	I	SLJ Dynasty Trust
Class A Common Stock	08/13/2026		S		125	D	$67.5	0	I	SLJ Dynasty Trust
Class B Common Stock								9,787	I⁽¹⁾	Emily Marie Jones Trust
Class B Common Stock								9,787	I⁽¹⁾	Brendan Scot Jones Trust
Class B Common Stock								9,787	I⁽¹⁾	Joshua Thomas Jones Trust
Class B Common Stock								9,788	I⁽¹⁾	Benjamin Douglas Jones Trust
Class B Common Stock								9,788	I⁽¹⁾	Alexandra Nicole Rogers Trust
Class B Common Stock								114,777	I⁽¹⁾	SLJ 2025 Grantor Retained Annuity Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
LLC Units in Goosehead Financial, LLC	$0	08/13/2026		C			125	⁽²⁾	⁽²⁾	Class A Common Stock	125	$0	367,697	D
LLC Units in Goosehead Financial, LLC	$0	08/13/2026		C			125	⁽²⁾	⁽²⁾	Class A Common Stock	125	$0	151,121	I	SLJ Dynasty Trust
LLC Units in Goosehead Financial, LLC	$0							⁽²⁾	⁽²⁾	Class A Common Stock	9,787		9,787	I⁽¹⁾	Emily Marie Jones Trust
LLC Units in Goosehead Financial, LLC	$0							⁽²⁾	⁽²⁾	Class A Common Stock	9,787		9,787	I⁽¹⁾	Brendan Scot Jones Trust
LLC Units in Goosehead Financial, LLC	$0							⁽²⁾	⁽²⁾	Class A Common Stock	9,787		9,787	I⁽¹⁾	Joshua Thomas Jones Trust
LLC Units in Goosehead Financial, LLC	$0							⁽²⁾	⁽²⁾	Class A Common Stock	9,788		9,788	I⁽¹⁾	Benjamin Douglas Jones Trust
LLC Units in Goosehead Financial, LLC	$0							⁽²⁾	⁽²⁾	Class A Common Stock	9,788		9,788	I⁽¹⁾	Alexandra Nicole Rogers Trust
LLC Units in Goosehead Financial, LLC	$0							⁽²⁾	⁽²⁾	Class A Common Stock	114,777		114,777	I⁽¹⁾	SLJ 2025 Grantor Retained Annuity Trust

1. Name and Address of Reporting Person^*

Jones Serena

(Last)

(First)

(Middle)

C/O GOOSEHEAD INSURANCE, INC.

1500 SOLANA BLVD., BLDG 4, STE 4500

(Street)

WESTLAKE

76262

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

SLJ Dynasty Trust

(Last)

(First)

(Middle)

C/O GOOSEHEAD INSURANCE, INC.

1500 SOLANA BLVD., BLDG 4, STE 4500

(Street)

WESTLAKE

76262

(City)

(State)

(Zip)

Explanation of Responses:

1. Reflects shares of Class B Common Stock or LLC Units, as applicable, held (a) directly by the named trust and (b) indirectly by Serena Jones, who serves as trustee of the named trust and whose immediate family members are beneficiaries of the named trust.

2. Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Remarks:

	/s/ Martin Thornthwaite, as Attorney-in-Fact for Serena Jones	08/17/2026
	/s/ Martin Thornthwaite, as Attorney-in-Fact for SLJ Dynasty Trust	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Document

POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints each of Martin Thornthwaite and Mark E. Jones, Jr. as the undersigned’s true and lawful attorneys-in-fact to:

(1) prepare and execute for and on behalf of the undersigned Forms 3, 4 and 5, including any amendments thereto, with respect to the securities of Goosehead Insurance, Inc. (the “Company”) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder (the “Exchange Act”);

(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto and timely file such form with the United States Securities and Exchange Commission and the applicable stock exchange or similar authority; and

(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in his discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to act separately and to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that any of such attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

[Signature Page to Follow]

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 13th day of August, 2026.

Signature: /s/ Serena Jones

Name: Serena Jones

Document

POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints each of Martin Thornthwaite and Mark E. Jones, Jr. as the undersigned’s true and lawful attorneys-in-fact to:

(1)prepare and execute for and on behalf of the undersigned Forms 3, 4 and 5, including any amendments thereto, with respect to the securities of Goosehead Insurance, Inc. (the “Company”) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder (the “Exchange Act”);

(2)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto and timely file such form with the United States Securities and Exchange Commission and the applicable stock exchange or similar authority; and

(3)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of any of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by any of such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as any of such attorneys-in-fact may approve in his discretion.

[Signature Page to Follow]

IN WITNESS WHEREOF, the undersigned have caused this Power of Attorney to be executed as of this 13th day of August, 2026.

J.P. Morgan Trust Company of Delaware, Trustee of SLJ Dynasty Trust

Signature: /s/ Ian Pavlekovich

Name: Ian Pavlekovich, Trust Officer